FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
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1. Name and Address of Reporting Person
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SCHILLER PHILIP W |
2. Issuer Name
and
Ticker or Trading Symbol
APPLE INC [ AAPL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Senior Vice President |
1 INFINITE LOOP |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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CUPERTINO, CA 95014 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 10/1/2015 | M | 92764 | A | (1) | 92764 | D | |||
Common Stock (2) | 10/1/2015 | F | 45890 | D | $109.58 | 46874 | D | |||
Common Stock (3) | 10/1/2015 | G | V | 46874 | D | $0.00 | 0 | D | ||
Common Stock (3) | 10/1/2015 | G | V | 46874 | A | $0.00 | 49575 | I | By Trust (4) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (1) | 10/1/2015 | M | 92764 | (5) (6) (7) (8) | (5) | Common Stock | 92764 | (1) | 0 | D |
Remarks:
Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
SCHILLER PHILIP W
1 INFINITE LOOP CUPERTINO, CA 95014 |
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Senior Vice President |
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Signatures
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/s/ Sam Whittington, Attorney-in-Fact for Philip W. Schiller | 10/5/2015 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Exhibit 24
SUBSTITUTE POWER OF ATTORNEY
Under the terms of powers of attorney (each, a "Power of Attorney") previously filed with the U.S. Securities and Exchange Commission, the undersigned was appointed an attorney-in-fact for the following individuals to, among other things, execute for and on behalf of the following individuals any Forms 3, 4 and 5 or any amendments thereto, in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder:
Angela J. Ahrendts
Timothy D. Cook
Eduardo H. Cue
Craig Federighi
Albert Gore, Jr.
Robert A. Iger
Andrea Jung
Chris Kondo
Arthur D. Levinson
Luca Maestri
Daniel J. Riccio
Philip W. Schiller
D. Bruce Sewell
Ronald D. Sugar
Susan Wagner
Jeffrey E. Williams
In accordance with the authority granted under each Power of Attorney, including the power of substitution, the undersigned hereby appoints Sam Whittington as substitute attorney-in-fact, on behalf of the individuals listed above, with the power to exercise and execute all of the powers granted or conferred in the original Power of Attorney. This Substitute Power of Attorney shall not revoke the powers granted to the undersigned in any Power of Attorney.
This Substitute Power of Attorney shall remain in full force and effect until the underlying Power of Attorney is revoked or terminated, unless earlier revoked by the undersigned in a signed writing.
Date: October 2, 2015 By: /s/ Gene D. Levoff ________________________________________ Name: Gene D. Levoff Title: Attorney-in-Fact |