Investor Relations

Investor Relations

Annual Filings

10-C

Filing for NASDAQ securities containing info on change in shares or a change in name

10-C/A

Amendment to a previously filed 10-C

10-K

Annual report which provides a comprehensive overview of the company for the past year

10-K/A

Amendment to a previously filed 10-K

10-K405

Annual report. The Regulation S-K Item 405 box on the cover page is checked

10-K405/A

Amendment to a previously filed 10-K405

10-KT

Annual transition reports filed rule 13a-10 or 15d-10 of the Securities Exchange Act

10-KT/A

Amendment to a previously filed 10-KT

10KSB

Annual report filed by small businesses

10KSB/A

Amendment to a previously filed 10KSB

10KSB40

Optional form for annual and transition reports of small business issuers

10KSB40/A

Amendment to a previously filed 10KSB40

10KT405

Annual transition report filed Rule 13a-10 or15d-10 of the Securities Exchange Act

10KT405/A

Amendment to a previously filed 10KT405

11-K

An annual report of employee stock purchase, savings and similar plans

11-K/A

Amendment to a previously filed 11-K

11-KT

Annual report of employee stock purchase savings and similar plans

11-KT/A

Amendment to a previously filed 11-KT

18-K

Annual report for foreign governments and political subdivisions

18-K/A

18-K/A

20-F

Registration of securities of foreign private issuers pursuant to section 12(b) or (g)

20-F/A

Amendment to a previously filed 20-F

ARS

An annual report to security holders.

ARS/A

N-18F1 Notification of election pursuant to Rule 18f-1

N-18F1/A

Pre-effective amendment to an N-18F1 filing

N-23C-1

Reports by closed-end investment companies of purchase of their own securities

N-23C-1/A

Pre-effective amendment to an N-23C-1 filing

N-30D

An annual and semi-annual report mailed to shareholders. Filed by registered investment companies

N-30D/A

Amendments to a previously filed N-30D

NSAR-A

Semi-Annual report for management companies

NSAR-A/A

Amendments to a previously filed NSAR-A

NSAR-AT

Transitional semi-annual report for registered investment companies (Management)

NSAR-AT/A

Amendments to a previously filed NSAR-AT

NSAR-B

Annual report for management companies

NSAR-B/A

Amendments to a previously filed NSAR-B

NSAR-BT

Transitional annual report for management companies

NSAR-BT/A

Amendments to a previously filed NSAR-BT

NSAR-U

Annual report for unit investment trusts

NSAR-U/A

Amendments to a previously filed NSAR-U

NT 10-K

Notification that form 10-K will be submitted late

NT 10-K/A

Amendment to a previously filed NT 10-K

NT 11-K

Notification that form 11-K will be submitted late

NT 11-K/A

Amendment to a previously filed NT 11-K

NT 20-F

NT 20-F

NT 20-F/A

NT 20-F/A

NT-NSAR

Request for an extension of time for filing form NSAR-A NSAR-B or NSAR-U

NT-NSAR/A

Amendments to a previously filed NT-NSAR

Quarterly Filings

10-Q

Quarterly report which provides a continuing view of a company's financial position

10-Q/A

Amendment to a previously filed 10-Q

10-QT

Quarterly transition reports filed rule 13a-10 or 15d-10 of the Securities Exchange Act

10-QT/A

Amendment to a previously filed 10-QT

10QSB

Quarterly report filed by small businesses

10QSB/A

An amendment to a previously filed 10QSB

13F-E

Quarterly reports filed by institutional managers

13F-E/A

Amendment to a previously filed 13F-E

NT 10-Q

Notification that form type 10-Q will be submitted late

NT 10-Q/A

Amendment to a previously filed NT 10-Q

Current Filings

6-K

Report of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act

6-K/A

Amendment to a previously filed 6-K

8-K

Report of unscheduled material events or corporate event

8-K/A

Amendment to a previously filed 8-K

8-K12G3

Notice of securities of successor issuers deemed registered

8-K12G3/A

Amendment to a previously filed 8-K12G3

8-K15D5

Notification of assumption of duty to report by successor issuer

8-K15D5/A

Amendment to a previously filed 8-K15D5

Section 16 Filings

3

Initial filing by director officer or owner of more than ten percent.

3/A

An amendment to a 3 filing. Non-EDGAR filing

4

Statement of changes in beneficial ownership of securities

4/A

Amendment to a previously filed 4

5

Annual filing director officer or owner of more than ten percent.

5/A

Amendment to a previously filed 5

Proxy Statements

DEF 14A

Official notification to shareholders of matters to be brought to a vote ("Proxy")

DEF13E3

Schedule filed as definitive materials

DEF13E3/A

Amendment to a previously filed DEF 13E3

DEFA14A

Additional proxy soliciting materials - definitive

DEFA14C

Additional information statement materials - definitive

DEFC14A

Definitive proxy statement in connection with contested solicitations

DEFC14C

Definitive information statement indicating contested solicitations

DEFN14A

Proxy statement filed by non-management not in connection with contested solicitations

DEFR14A

DEFR14A

DEFR14C

Revised information statement materials - definitive

DEFS14A

A definitive proxy statement giving notice regarding a special meeting

DEFS14C

A definitive information statement regarding a special meeting

DFAN14A

Additional proxy soliciting materials filed by non-management

DFRN14A

Revised definitive proxy statement filed by non-management

PRE 14A

A preliminary proxy statement providing notification matters to be brought to a vote

PRE 14C

A preliminary proxy statement containing all other information

PRE13E3

Initial statement - preliminary form

PRE13E3/A

Amendment to a previously filed PRE13E3

PREC14A

Preliminary proxy statement containing contested solicitations

PREC14C

Preliminary information statement containing contested solicitations

PREN14A

Non-management preliminary proxy statements not involving contested solicitations

PRER14A

Proxy soliciting materials. Revised preliminary material

PRER14C

Information statements. Revised preliminary material

PRES14A

A preliminary proxy statement giving notice regarding a special meeting

PRES14C

A preliminary information statement relating to a special meeting

PRRN14A

Non-management revised preliminary proxy soliciting materials

PX14A6G

Notice of exempt solicitation. Definitive material

Other

All forms not listed in one of the categories above